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Laura Hannah
 

What prosecution powers do the CQC have?

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The CQC has a wide range of criminal enforcement powers which include the power to prosecute and issue fixed penalty notices or simple cautions to organisations and individuals. These powers are, however, limited to registered providers and certain...

The consequences of failing to register with the CQC

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Between 2023 and 2024, it is reported that the Care Quality Commission (CQC) has undertaken four prosecutions of businesses carrying out regulated activities without CQC registration. The list of prosecutions undertaken by the CQC since 2009 can be found...

Successfully challenging a CQC Warning Notice

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The Care Quality Commission (CQC) have a wide range of civil and criminal enforcement powers, which are outlined within the CQC’s enforcement policy. The CQC can utilise these powers against registered providers and managers within the health and...

Independent review finds CQC 'not fit for purpose'

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The government has released an interim report today which identifies significant failings with the effectiveness of the Care Quality Commission (CQC). Amongst the failings identified were low inspection levels, inspectors lacking necessary...

How can I challenge a new CQC assessment report or rating?

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The Care Quality Commission (CQC) recently implemented its new single assessment framework which has made a number of significant changes to the way it inspects and rates health and social care providers, including a new scoring system. You can read more...

Preparing for an inspection under the CQC's new single assessment framework

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The CQC has now implemented a new single assessment framework and all health and social care providers will be assessed under this framework moving forwards. Whilst it is still based on an assessment of the five key questions of safe; effective; caring;...

Understanding the CQC's new single assessment framework

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As all health and social care providers will be aware, the Care Quality Commission (CQC) has now implemented its new single assessment framework with assessments being undertaken across England. Since its initial inception, there have been a number of...

CQC's State of Care report 2022/23

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The contents of CQC’s State of Care report 2022/2023 is unlikely to come as a shock to adult social care providers as there have been many significant ongoing challenges for providers in the past few years. The cost of living crisis has placed...

Significant increase in CQC prosecutions and fines

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Since the CQC’s enforcement policy was published in 2015, it is clear to see that the CQC’s use of their criminal enforcement powers has been on the rise, particularly since the Covid-19 pandemic. The CQC has the power to prosecute...

Dormant providers - what to do when CQC cancels registration

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The CQC has the power to cancel a service provider’s CQC registration pursuant to Section 17(1)(e) of the Health and Social Care Act 2008 and Regulation 6(1)(c) of the Care Quality Commission (Registration) Regulations 2009 if: “a registered...

Should I challenge CQC's decision to refuse my application for registration?

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The CQC’s Annual Report and Accounts 2021/2022 (the ‘annual report’) was published on 18 July 2023. The aim of this publication is to look at the CQC’s progress during the 2021/2022 financial year and identify any areas of focus...

Area SEND inspections: CQC and Ofsted's joint approach

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From 1st January 2023, a new framework and handbook for inspecting local area arrangements for children and young people with special educational needs and/or disabilities (SEND) was jointly published by the Care Quality Commission (CQC) and Ofsted. ...

Government plans to make visiting in care homes a fundamental standard for CQC registered providers

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The government has recently published an open consultation, ‘Visiting in care homes, hospitals and hospices’ (updated on 28 June 2023) which outlines its proposal for new legislation which would make visiting a legal requirement in care homes...

Successfully challenging a CQC rating

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Challenging a CQC inspection report or rating is important but it is often a step avoided by providers. Many providers often tell us that they are worried about challenging the CQC as they want to maintain a good relationship with their inspector and...

Are you carrying out a regulated activity without CQC registration?

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It is a criminal offence to carry out a regulated activity without being registered with the CQC under Section 10(1) of the Health and Social Care Act 2008. If found guilty of an offence under Section 10, the court can impose an unlimited fine and/or a...

CQC prosecutions: care home provider ordered to pay over £51,000

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In a press release issued by the Care Quality Commission (CQC) on 18 February 2022, it was reported that the CQC had prosecuted a care home provider of a residential care home providing personal care to people aged 65 and over, who may have dementia. ...

COVID-19 vaccination requirement in care homes to be revoked from 15 March 2022

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As of 11 November 2021, it was a legal requirement for registered persons, namely those registered as providers and managers with the Care Quality Commission (CQC), to ensure that only people who are fully vaccinated against COVID-19 were permitted to...

COVID-19 vaccinations in care homes - be prepared

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From 11 November 2021, it will be a legal requirement for registered persons, namely those registered as providers and managers with the Care Quality Commission (CQC), to ensure that only people who are fully vaccinated against COVID-19 are permitted to...

CQC prosecute care provider for failing to provide safe care and treatment

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It was recently reported that the Care Quality Commission (CQC) prosecuted the registered provider of a residential care home for people with physical and learning disabilities, and those with acquired brain injuries for a failure to provide safe care...

Breaching the duty of candour - CQCs first prosecution of an independent provider

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All health and social care providers and managers have a statutory duty of candour in accordance with Regulation 20 of the Health and Social Care Act 2008 (Regulated Activities) Regulations 2014. This is a duty to act in an open and transparent way with...

Does a care recruitment agency require CQC registration?

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The main purpose of many recruitment businesses in the care sector is to recruit the right individuals into a care setting. For many, this is where their role ends. However, it is becoming increasingly common for these types of businesses to take more of an...

The CQC's consultation: a more flexible and responsive approach to regulation?

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Whilst the CQC’s core regulatory role has not changed, the pandemic has undoubtedly highlighted the need for the CQC to change its approach to the way in which it regulates, in order to allow more flexibility and to place themselves in a better...

Challenging CQC inspection reports: Beware of the deadline

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In recent months, it has come to our attention that many of our clients are being incorrectly advised of their deadline for making a factual accuracy challenge to their draft inspection reports by their inspectors. When issuing a draft report, care...

Infection prevention and control: the CQC's IPC inspection and monitoring

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It would be an understatement to say that 2020 had been a difficult and challenging year for the adult social care sector. The emergence of a global pandemic brought about significant change to the way in which care homes had to operate, as well as the way...

The CQC's first prosecution for a breach of duty of candour

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It was recently reported that the CQC prosecuted University Hospitals Plymouth NHS Trust for breaching the duty of candour, contrary to Regulation 20 of the Health and Social Care Act 2008 (Regulated Activities) Regulations 2014. This is the first reported...

Challenging the CQC's decision to refuse your registration

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One of the unfortunate outcomes of the COVID-19 pandemic is that many care homes and nursing homes may end up having to close due to the additional financial pressures this pandemic has placed on already struggling social care services. In recent years,...

CQC prosecution highlights gap in the law for unregistered providers

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A recent prosecution brought by the Care Quality Commission (CQC) against an unregistered provider has further highlighted a serious gap in the legislation concerning the regulation of unregistered services. On 10 June 2020, the owners of a homecare...

Personal care - the requirement to register and when it goes wrong

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A regulated activity is defined as “an activity which involves, or is connected with, the provision of health or social care in, or in relation to, England." Activities which are considered to be connected with the provision of health or social...

CQC publishes new guidance on relationships and sexuality in adult social care services

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The Care Quality Commission (CQC) published new guidance on 21st February 2019 for inspection teams and registered adult social care providers that sets out how care providers should consider the relationship and sexuality needs of people using adult...

CQC makes changes to inspection report processes

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On 28 th January 2019, the CQC implemented changes to their inspection report writing template and processes. The CQC state that these changes have been produced with and tested by care providers and inspectors and will apply to all inspection reports in...

CQC issues guidance to care home providers after a resident dies falling from a window

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The Care Quality Commission (CQC) has recently published guidance on managing the risk of falls from windows in a care home, as the seventh issue of its ‘learning from safety incidents’ resources. In this issue, the CQC describe an incident...

CQC prosecute care home provider for failing to monitor a resident with a history of sexual assaults

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It was recently reported that the CQC prosecuted a care home provider in the Magistrates Court for failing in its duty to protect people in its care, exposing them to the risk of sexual abuse. The case concerned an allegation that the care...

Can you obtain CQC registration with a conviction?

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It was recently reported that an 82 year old woman was permitted to register as a manager of a 25 bed care home for elderly residents by the Care Quality Commission (‘CQC’) in 2010, despite the CQC’s knowledge of her previous conviction...

How can I challenge a CQC inspection report?

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Following an inspection by the CQC, the first challenge which providers are likely to encounter is a factual accuracy challenge against a draft inspection report. Before the CQC’s inspection report is published, providers are given the...

The CQC's next phase of regulation - an update on the changes

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Adult social care providers should now be aware of the new assessment framework that was introduced by the Care Quality Commission (CQC) in November 2017, following a year of consultations. The CQC published its second consultation response in October 2017...

The new CQC assessment frameworks

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The CQC’s strategy for 2016 to 2021 sets out its aim to achieve a more “targeted, responsive and collaborative approach” so that more people can receive high quality care in the future. The CQC has therefore radically changed its approach...

Letter underlines current regulatory strain for care homes

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The five largest care providers in the UK have expressed huge concerns over the introduction of the National Living Wage in a letter addressed to the Chancellor. It has been widely reported that this could potentially lead to the financial collapse of a...

Paramedic struck off for engaging in sexual activity during 999 call

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Mr G, who was a Paramedic for the South East Coast Ambulance Service NHS Trust, was recently struck off by a Panel of the HCPC’s Conduct and Competence Committee. The Panel heard how Mr G attended a 999 call during the course of a night shift at a...

Mental health nurse accused of stealing from vending machine by NMC

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A mental health nurse, Ms Melanie Milner, appeared before a Panel of the Conduct and Competence Committee of the Nursing and Midwifery Council (NMC) last week after she was accused of taking 27 cans worth around £9 from a vending machine and sharing...

Trainee doctor erased from GMC register following conviction

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Dr Jonathon Ashton was erased from the GMC medical register recently following a fitness to practice hearing at the Medical Practitioner’s Tribunal Service. The Panel at the MPTS considered an allegation that Dr Ashton’s fitness to practice was...

Nurse struck off for groping breast enlargement patients

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Gavin Nicholson, a nurse, was convicted of three counts of sexual assault at Newcastle Crown Court and was subsequently referred to the Nursing and Midwifery Council (NMC). The NMC considered his fitness to practice at a hearing recently and made a finding...